Financial services
Financial services ready any day.
For the regulator and the auditor. Controls that produce their own evidence, a close that takes days, and access that ends when people leave.
User access review for ISO 27001
- Quarter starts
- Pull every account
- Match to HR list
- Orphan accounts?
- Manager attests
- All access justified?
- Evidence recorded
- Review closed on time
- Quarterly access review: 3 weeks → 2 days (Example)
02 · Financial services
Financial services
Regulators expect evidence
Central banks and financial regulators across the Gulf and in the EU expect documented controls, access reviews and incident records, not good intentions.
DORA reaches smaller firms
The EU's Digital Operational Resilience Act applies to many smaller financial firms and their critical suppliers. Third-party registers and testing are now required.
Growth outruns control
Fintechs and brokers growing fast add tools and people faster than access control can follow.
An audit, certification or customer due diligence is coming
Someone will ask for evidence you don't have in one place.
Too many tools, too many subscriptions
You pay for overlap and still re-type the same data.
Regulatory change hits the operation
A new rule changes how the work has to be done.
03 · Use cases
Use cases
- Lower overheadBothProfessional servicesFinancial services
Too many tools and subscriptions.
Every team bought its own software. Nobody knows what you pay for, who owns it, or who still has access. We cut the overlap and give every tool an owner.
Example Paid subscriptions: 64 → 38
- VisibilityBothFinancial servicesProfessional services
The numbers arrive too late.
Two weeks after month-end. By the time leadership sees last month's results, this month is half gone. We shorten the close so the numbers arrive while they still matter.
Example Close: 12 days → 3 days
- VisibilityBothReal estateFinancial services
Our pipeline lives in people's heads.
Ask what will close this quarter and you get a guess. We put every lead in one pipeline with a next step, so the forecast is a number, not an opinion.
Example Deals with no next step: 40% → 5%
- Audit-readyBothFinancial servicesProfessional services
We're not ready for ISO 27001.
Certification is coming. A customer or investor wants ISO 27001, and evidence is scattered across inboxes. We get you ready, with the evidence collecting itself.
Example Audit preparation: 6 weeks → 3 days
- Systems that fitBothEducationFinancial services
We bought a CRM. Nobody uses it.
The licences are paid, the data is out of date and sales still works from spreadsheets. We set the CRM up around how you sell and connect it to the rest.
Example Duplicate entries per lead: 3 → 0
04 · Questions
Questions
What does Devvion do for financial services firms?
Devvion steps in on controls, access governance, the close and the operations around customer onboarding. We get you ready for ISO 27001 and regulatory reviews; certifiers and regulators decide.
Are you a regulated advisor?
No. Devvion advises on operations and controls, not on regulatory interpretation or financial products. We work alongside your compliance function and legal advisers.
05 · Contact
Book the assessment.
Tell us what is slowing the business down. We'll confirm the scope and the dates on a first call.